| Date Approved | Waiver Requested |
|---|---|
| 2-Sep-2024 | Rule: I 2.25 Waiver of 90-day notice period for voluntary withdrawal Issuer: KGI Securities: KGI More... |
| 2-Sep-2024 | Rule: I 2.25 Waiver of 90-day notice period for voluntary withdrawal Issuer: BTG Securities: BTG More... |
| 22-Jul-2024 | Rule: I 2.2 A new applicant for listing must be sponsored by a participant of the Exchange Issuer: NRN Securities: NRN More... |
| 22-Jun-2024 | Rule: I 2.2 A new applicant for listing must be sponsored by a participant of the Exchange Issuer: GD8 Securities: GD8 More... |
| 11-Jun-2024 | Rule: I 2.25 Waiver of 90-day notice period for voluntary withdrawal. Issuer: KTE Securities: KTE More... |
| 13-Sep-2023 | Rule: I 2.25 Waiver of 90-day notice period for voluntary withdrawal Issuer: VTN Securities: VTN More... |
| 7-Jun-2023 | Rule: I 2.25 Waiver of 90-day notice period for voluntary withdrawal. Issuer: OLX Securities: OLX More... |
| 12-May-2023 | Rule: I 2.25 Waiver of 90-day notice period for voluntary withdrawal. Issuer: E72 Securities: E72 More... |
| 3-May-2023 | Rule: I 2.25 Waiver of 90-day notice period for voluntary withdrawal. Issuer: DCE Securities: DCE More... |
| 5-Sep-2022 | Rule: I 2.2 A new applicant for listing must be sponsored by a participant of the Exchange Issuer: PHI Securities: PHI More... |
| 17-May-2022 | Rule: I 2.25 Waiver of 90-day notice period for voluntary withdrawal. Issuer: BTG Securities: BTG More... |
| 17-May-2022 | Rule: I 2.25 Waiver of 90-day notice period for voluntary withdrawal. Issuer: ASS Securities: ASS More... |
| 19-Apr-2022 | Rule: I 2.2 A new applicant for listing must be sponsored by a participant of the Exchange Issuer: BOX Securities: BOX More... |
| 19-Apr-2022 | Rule: I 3.9 There must be an open market in the securities for which listing is sought. Issuer: BOX Securities: BOX More... |
| 19-Apr-2022 | Rule: IIA 4.5(3) Financial reporting requirements for a new applicant Issuer: BOX Securities: BOX More... |
| 1-Apr-2022 | Rule: I 2.25 Waiver of 90-day notice period for voluntary withdrawal. Issuer: AG1 Securities: AG1 More... |
| 14-Jan-2022 | Rule: I 2.2 A new applicant for listing must be sponsored by a participant of the Exchange Issuer: VTN Securities: VTN More... |
| 5-Jan-2022 | Rule: I 2.2 A new applicant for listing must be sponsored by a participant of the Exchange Issuer: CRG Securities: CRG More... |
| 15-Dec-2021 | Rule: l 2.25 Waiver of 90-day notice period for voluntary withdrawal. Issuer: 789 Securities: 789 More... |
| 15-Dec-2021 | Rule: I 2.25 Waiver of 90-day notice period for voluntary withdrawal. Issuer: SAA Securities: SAA More... |
| 18-Nov-2021 | Rule: I 2.2 Requirement for a sponsoring broker. Issuer: GO8 Securities: GO8 More... |
| 20-Jul-2021 | Rule: I 2.25 Waiver of 90-day notice period for voluntary withdrawal. Issuer: AWH Securities: AWH More... |
| 9-Jun-2021 | Rule: I 2.2 A new applicant for listing must be sponsored by a participant of the Exchange Issuer: KTE Securities: KTE More... |
| 8-Apr-2021 | Rule: I 2.2 Requirement for a sponsoring broker. Issuer: SAL Securities: SAL More... |
| 29-Mar-2021 | Rule: I 2.2 Requirement for a sponsoring broker. Issuer: VTL Securities: VTL More... |
| 16-Feb-2021 | Rule: I 2.2 A new applicant for listing must be sponsored by a participant of the Exchange Issuer: HAO Securities: HAO More... |
| 27-Jul-2020 | Rule: I 2.2 Requirement for a sponsoring broker. Issuer: 218 Securities: 218 More... |
| 27-Jul-2020 | Rule: I 2.2 Requirement for a sponsoring broker. Issuer: OLX Securities: OLX More... |
| 11-Jun-2020 | Rule: IIA 4.5(3) Financial reporting requirements for a new applicant Issuer: VAQ Securities: VAQ More... |
| 11-Jun-2020 | Rule: I 2.2 Requirement for a sponsoring broker. Issuer: VAQ Securities: VAQ More... |
| 27-Apr-2020 | Rule: I 2.2 Requirement for a sponsoring broker Issuer: AB9 Securities: AB9 More... |
| 27-Apr-2020 | Rule: I 2.25 Voluntary withdrawal of listing Issuer: B3L Securities: B3L More... |
| 30-Jan-2020 | Rule: I 2.2 Requirement for a sponsoring broker. Issuer: PYX Securities: PYX More... |
| 3-Jun-2019 | Rule: E 10.1, 1.1 -1.8 NSX Business Rules Issuer: All Securities: All More... |
| 27-May-2019 | Rule: LR 6.43 Dealing with Assets Issuer: HBA Securities: HBA More... |
| 11-Apr-2019 | Rule: I 2.2 Requirement for a sponsoring broker. Issuer: HG1 Securities: HG1 More... |
| 29-Jan-2019 | Rule: I 2.2 Requirement for a sponsoring broker. Issuer: SPS Securities: SPS More... |
| 29-Jan-2019 | Rule: I 3.9 Shareholder Spread Requirement Issuer: SPS Securities: SPS More... |
| 15-Aug-2018 | Rule: I 2.25 Procedure for voluntary withdrawal of listing Issuer: ZKP Securities: ZKP More... |
| 26-Oct-2017 | Rule: I 2.2 Requirement for a sponsoring broker Issuer: CCH Securities: CCH More... |
| 30-Aug-2017 | Rule: I 2.2 Requirement for a sponsoring broker Issuer: JCC Securities: JCC More... |
| 30-Aug-2017 | Rule: I 2.2 Requirement for a sponsoring broker Issuer: VON Securities: VON More... |
| 26-Jul-2017 | Rule: l 2.2 Requirement for a sponsoring broker Issuer: JGY Securities: JGY More... |
| 26-Jul-2017 | Rule: I 2.2 Requirement for a sponsoring broker Issuer: BDE Securities: BDE More... |
| 28-Jun-2017 | Rule: i 2.2 Requirement for a Sponsoring Broker Issuer: SKK Securities: SKK More... |
| 28-Jun-2017 | Rule: I 2.2 Requirement for a sponsoring broker Issuer: BLV Securities: BLV More... |
| 28-Jun-2017 | Rule: I 2.2 Requirement for a sponsoring broker Issuer: CFW Securities: CFW More... |
| 28-Jun-2017 | Rule: I 2.2 Requirement for a sponsoring broker Issuer: SAA Securities: SAA More... |
| 28-May-2017 | Rule: I 2.2 Requirement for a sponsoring broker Issuer: IGH Securities: IGH More... |
| 28-May-2017 | Rule: I 2.2 Requirement for a sponsoring broker Issuer: AWH Securities: AWH More... |
| 27-Apr-2017 | Rule: I 2.2 Requirement for a sponsoring broker Issuer: EAG Securities: EAG More... |
| 31-Jan-2017 | Rule: I 2.2 Requirement for a sponsoring broker Issuer: A01 Securities: A01 More... |
| 7-Dec-2016 | Rule: I 2.2 Requirement for a sponsoring broker Issuer: BTG Securities: BTG More... |
| 6-Dec-2016 | Rule: I 2.2 Requirement for a sponsoring broker Issuer: NCS MLG Securities: NCS MLG More... |
| 25-Oct-2016 | Rule: I 2.2 Requirement for a sponsoring broker Issuer: VGX Securities: VGX More... |
| 27-Sep-2016 | Rule: I 2.2 Requirement for a sponsoring broker Issuer: ASS Securities: ASS More... |
| 21-Jun-2016 | Rule: I 2.2 Requirement for a sponsoring broker Issuer: JCL ZKP AHH AGT Securities: JCL ZKP AHH AGT More... |
| 5-Feb-2016 | Rule: I 2.2 Requirement for a sponsoring broker Issuer: GGI NFM 8EP Securities: GGI NFM 8EP More... |
| 2-Dec-2015 | Rule: I 2.2 Requirement for a sponsoring broker Issuer: CRA Securities: CRA More... |
| 25-Sep-2015 | Rule: I 2.2 Requirement for a sponsoring broker Issuer: AC1 Securities: AC1 More... |
| 14-Jul-2015 | Rule: I 2.2 Requirement for a sponsoring broker Issuer: JBL Securities: JBL JBLOA More... |
| 25-Jun-2015 | Rule: I 2.2 Requirement for a sponsoring broker Issuer: B3L A2H ESL ISY Securities: B3L A2H ESL ISY More... |
| 7-Apr-2015 | Rule: I 2.2 Requirement for a sponsoring broker Issuer: BMR SKV PFE Securities: BMR SKV PFE More... |
| 6-Mar-2015 | Rule: I 2.2 Requirement for a sponsoring broker Issuer: GEI Securities: GEI More... |
| 2-Feb-2015 | Rule: I 2.2 Requirement for a sponsoring broker Issuer: ECL TG8 KGI Securities: ECL TG8 KGI More... |
| 22-Dec-2014 | Rule: I 2.2 Requirement for a sponsoring broker Issuer: AAW JCB CHI Securities: AAW JCB CHI More... |
| 22-Oct-2014 | Rule: I 2.2 Requirement for a sponsoring broker Issuer: ACI ETG Securities: ACI ETG More... |
| 22-Aug-2014 | Rule: I 2.2 Requirement for a sponsoring broker Issuer: A88 Securities: A88 More... |
| 15-Jul-2014 | Rule: I 2.2 Sponsor requirement Issuer: NNO / CEI Securities: NNO / CEI More... |
| 30-May-2014 | Rule: I 2.2 Requirement for a sponsor Issuer: IXS Securities: IXS More... |
| 11-Mar-2014 | Rule: I 2.2 Requirement for a sponsor Issuer: RFP Securities: RFP More... |
| 11-Mar-2014 | Rule: IIC 6.23 Declaration of distributions Issuer: RFP Securities: RFP More... |
| 24-Dec-2013 | Rule: IIA 6.43 Related party transactions Issuer: HBA Securities: HBA More... |
| 18-Nov-2013 | Rule: I 2.2 Sponsor requirement Issuer: ESC / IQX Securities: ESCLV / IQX More... |
| 1-Nov-2013 | Rule: IIA 4.4(2)(i)(a) Compliance listings Issuer: ESC Securities: ESC More... |
| 14-Oct-2013 | Rule: I 2.2 Sponsor requirement Issuer: CHE Securities: CHE More... |
| 26-Jul-2013 | Rule: I 2.2 Sponsor requirement Issuer: OCX Securities: OCX More... |
| 7-Jun-2013 | Rule: I 2.25 Delisting requirements Issuer: AOQ Securities: AOQ More... |
| 7-Jun-2013 | Rule: I 2.2 Requirement for sponsor Issuer: GSW Securities: GSW More... |
| 19-Apr-2013 | Rule: I 2.25 Notice period for delisting Issuer: BXL Securities: BXL More... |
| 9-Jan-2013 | Rule: I 2.4(1)(iii) Residency requirement for senior management nominated advisers Issuer: ENS Securities: ENS More... |
| 9-Jan-2013 | Rule: I 2.2 Sponsorship requirement Issuer: ENS Securities: ENS More... |
| 20-Nov-2012 | Rule: IIA 6.25 Requirement, subject to limits and exceptions, for shareholder approval of issues of securities. Issuer: LSG Securities: LSG More... |
| 11-Sep-2012 | Rule: IIA 6.43 Related party transactions Issuer: BXL Securities: BXL, BXLA More... |
| 6-Jul-2012 | Rule: I 2.25 Procedure for voluntary withdrawal of listing Issuer: IQN Securities: IQN More... |
| 8-Jun-2012 | Rule: I 2.4(1) Each listed issuer must appoint a nominated adviser Issuer: MBK, TCB Securities: MBK, TCB More... |
| 8-Jun-2012 | Rule: IIA 2.2 Requirement for sponsorship Issuer: MBK, TCB Securities: MBK, TCB More... |
| 8-Jun-2012 | Rule: IIA 4.4(1) Application procedures Issuer: MBK, TCB Securities: MBK, TCB More... |
| 8-Jun-2012 | Rule: IIA 3.10 Expected initial market capitalisation Issuer: MBK, TCB Securities: MBK, TCB More... |
| 8-Jun-2012 | Rule: IIA 3.9 Spread requirement Issuer: TCB Securities: TCB More... |
| 24-May-2012 | Rule: I 2.25 Procedure for voluntary withdrawal of listing Issuer: URF Securities: URF More... |
| 5-Apr-2012 | Rule: IIA 4.4(1) Application Procedures Issuer: DCE Securities: DCE More... |
| 5-Apr-2012 | Rule: I 2.2 Sponsor requirement Issuer: DCE Securities: DCE More... |
| 5-Apr-2012 | Rule: I 2.4(1) Each listed issuer must appoint a nominated adviser. Issuer: DCE Securities: DCE More... |
| 16-Dec-2011 | Rule: I 2.2 Requirement for sponsorship Issuer: APF APR BCT BPB CSH EBF EGF FCF GOS HBD HOB IAD INW LCB LLP LPC MDH NRC PJA RDL RKC ROS RYE SDC SDH SRD SSC VLY YAR CFY MEV KEW EIC Securities: APF APR BCT BPB CSH EBF EGF FCF GOS HBD HOB IAD INW LCB LLP LPC MDH NRC PJA RDL RKC ROS RYE SDC SDH SRD SSC VLY YAR CFY MEV KEW EIC More... |
| 16-Dec-2011 | Rule: i 2.4(1) Each listed issuer must appoint a nominated adviser Issuer: APF APR BCT BPB CSH EBF EGF FCF GOS HBD HOB IAD INW LCB LLP LPC MDH NRC PJA RDL RKC ROS RYE SDC SDH SRD SSC VLY YAR CFY MEV KEW EIC Securities: APF APR BCT BPB CSH EBF EGF FCF GOS HBD HOB IAD INW LCB LLP LPC MDH NRC PJA RDL RKC ROS RYE SDC SDH SRD SSC VLY YAR CFY MEV KEW EIC More... |
| 16-Dec-2011 | Rule: IIA 4.4(1) Application procedures Issuer: APF APR BCT BPB CSH EBF EGF FCF GOS HBD HOB IAD INW LCB LLP LPC MDH NRC PJA RDL RKC ROS RYE SDC SDH SRD SSC VLY YAR CFY MEV KEW EIC Securities: APF APR BCT BPB CSH EBF EGF FCF GOS HBD HOB IAD INW LCB LLP LPC MDH NRC PJA RDL RKC ROS RYE SDC SDH SRD SSC VLY YAR CFY MEV KEW EIC More... |
| 16-Dec-2011 | Rule: IIA 3.10 Expected initial market capitalisation Issuer: MDH PJA RKC Securities: MDH PJA RKC More... |
| 16-Dec-2011 | Rule: IIA 3.11 Constitution Issuer: BCT CFY LLP EBF EGF FCF HOB INW MDH NRC PJA RDL ROS SDH SDC SSC Securities: BCT CFY LLP EBF EGF FCF HOB INW MDH NRC PJA RDL ROS SDH SDC SSC More... |
| 16-Dec-2011 | Rule: IIA 5.11 Right of transfer Issuer: APF CFY LLP EBF EGF FCF HOB INW MDH NRC PJA RDL ROS SDH SDC SSC Securities: APF CFY LLP EBF EGF FCF HOB INW MDH NRC PJA RDL ROS SDH SDC SSC More... |
| 14-Feb-2011 | Rule: 1 2.25 Procedure for voluntary withdrawal of listing Issuer: MRW Securities: MRW More... |
| 13-Dec-2010 | Rule: IIA 6.53 Equality of treatment Issuer: RTN Securities: RTN More... |
| 5-Jun-2009 | Rule: II 6.25(1) Issue of capital - 15% rule Issuer: ANJ Securities: ANJ More... |
| 4-Dec-2008 | Rule: IIA 3.11 Issuer's constitution to be consistent with listing rules. Issuer: MNX Securities: MNX More... |
| 29-Oct-2008 | Rule: IIA 3.9 Percentage of securities held by non directors must be 25% or more Issuer: FCA Securities: FCA More... |
| 7-Aug-2008 | Rule: IIA 3.11 The issuer's constitution must be consistent with the rules set out in this chapter IIA. Issuer: AUE Securities: AUE More... |
| 7-Aug-2008 | Rule: IIA 4.4(2) The Exchange may allow an issuer to provide an information memorandum... but only if(a) it has not raised any capital in the previous three months... Issuer: AUE Securities: AUE More... |
| 19-Jun-2008 | Rule: IIC 3.4, 3.10 L.R. 3.4 Responsible entity must not be under an obligation to allow a security holder to withdraw from the managed investment scheme; LR 3.10 The constitution must be consistent with the Listin Issuer: PIN Securities: PIN More... |
| 1-Apr-2008 | Rule: IIA 6.44 The issuer shall obtain the approval of members of the issuer by special resolution for any issue of equity securities to a related party or a person nominated by the Exchange unless the person receiv Issuer: RGW Securities: RGWB More... |
| 29-Feb-2008 | Rule: IIA 3.7 In the case of a new applicant, the latest financial period for which audited accounts have been prepared must not have ended more than twelve months before the date of the disclosure document. Issuer: GCO Securities: GCO More... |
| 11-Dec-2007 | Rule: IIA 4.4(2) Application via information memorandum and the three month rule Issuer: AID Securities: AID More... |
| 5-Dec-2007 | Rule: 2A 6.25 A company must have shareholder approval for an issue amounting to more than 15% of capital. Issuer: RGW Securities: RGWB More... |
| 18-Sep-2007 | Rule: IIA 3.8 Free transferability of shares Issuer: AFO Securities: AFOC More... |
| 18-Sep-2007 | Rule: IIA 5.11 Fully paid securities must be free from restriction on transfer Issuer: AFO Securities: AFOC More... |
| 18-Sep-2007 | Rule: IIA 5.8(2) Preference security holders to get preference in winding up Issuer: AFO Securities: AFOC More... |
| 30-Aug-2007 | Rule: IIA 6.43 Approval of members required if substantial assets acquired from or disposed to a related party. Issuer: BXL Securities: BXL, BXLA More... |
| 10-Jul-2007 | Rule: I 2.25 An issuer whose primary listing is on the Exchange may only voluntarily withdraw its listing if it gives the Exchange at least 90 days notice and the issuer has obtained the approval of the holders of Issuer: HGD Securities: HGD, HGDOC More... |
| 21-Mar-2007 | Rule: IIA 4.4(2)(i)(a) Use of information memorandum as listing document so long as the applicant has not raised any capital in he previous 3 months and does not expect to in the next 3 months. Issuer: RGW Securities: RGWB More... |
| 21-Mar-2007 | Rule: IIA 3.8 Free transferability of securities Issuer: RGW Securities: RGWB More... |
| 21-Mar-2007 | Rule: IIA 5.11 Fully paid securities should be free from restrictions on transfer Issuer: RGW Securities: RGWB More... |
| 15-Feb-2007 | Rule: 1 2.25 Delisting procedures Issuer: CUX Securities: CUX More... |
| 8-Dec-2006 | Rule: IIA 6.21 Ongoing requirement for issuer to take steps to comply with concentration limits. Issuer: RTN Securities: RTN More... |
| 14-Nov-2006 | Rule: IIA 6.43 Shareholder approval required for dealing with assets. Issuer: BSZ Securities: BSZ More... |
| 22-Sep-2006 | Rule: IIA 6.43 Shareholder approval required for dealing with assets. Issuer: PTB Securities: PTB More... |
| 29-Mar-2006 | Rule: 1 2.25 A company must have approval of holders of each class of its listed securities to voluntarily delist. Issuer: LTS Securities: LTS, LTSOA, LTSOB More... |
| 9-Mar-2006 | Rule: 2A 2.25 A company must have shareholder approval to voluntarily delist. Issuer: PTB Securities: PTB More... |
| 9-Mar-2006 | Rule: 2A 6.25 A company must have shareholder approval for an issue amounting to more than 15% of capital. Issuer: BXL Securities: BXL More... |
| 1-Oct-2004 | Rule: 2A 3.6 Adequate Track Record Issuer: FMI Securities: FMI, FMIOA, FMIOB More... |
| 12-Mar-2004 | Rule: 2C 3.8 Requirement for a minumum of 50 non-professional investors or 20 professional unit holders. Issuer: QPT Securities: QPTXXK More... |
| 30-Jan-2004 | Rule: 2A 5.2 One class of ordinary equity securities unless the Exchange approves the terms of an additional class. Issuer: SUG Securities: SUG More... |
| 30-Jan-2004 | Rule: 2A 5.3 Each holder must be entitled to one vote on a show of hands and one vote on a poll. Issuer: SUG Securities: SUG More... |
| 15-Dec-2003 | Rule: 2A 3.6 Adequate Track Record Issuer: IIC Securities: IIC, IICO More... |
| 16-May-2003 | Rule: 2B 4.4 (2)(i)(a) Using an information memorandum as a listing document when capital is being sought from sophisticated investors s708(8) of the Corporations Act. Issuer: IFR Securities: IFRHA More... |
| 16-Aug-2002 | Rule: 2A 4.4 (2)(i)(a) Raising capital inside the three month rule. Issuer: APO Securities: APO More... |
| 25-Jan-2002 | Rule: 2B 3.6 Adequate Track Record. Issuer: AWX Securities: All AWX Securities More... |
| 25-Jan-2002 | Rule: 2B 3.7 Provision of the Latest Financial Report. Issuer: AWX Securities: All AWX Securities More... |
| 25-Jan-2002 | Rule: 2B 3.10 Issuer of Securities not listed on NSX Issuer: AWX Securities: All AWX Securities More... |
| 25-Jan-2002 | Rule: 2A 5.8 Entitlements of holder of Preference Securities. Issuer: AWX Securities: All AWX Securities More... |