Listing Rules

NSX Listing Rules are used by NSX listed entities and it is recommended that they are read in conjuction with NSX's Practice Notes.

Document For Issuers Type Download
NSX Market Listing Rules - Effective Date 4 July 2018 All PDF Download
Operating Rule Definitions - Effective Date 23 November 2020 All PDF Download
Sample NSX Compliant Constitution All DOC Download

Practice Notes

NSX issues practice notes to promote commercial certainty, reduce costs to business and assist market participants. As a practice note is only a guide to NSX practice, issuers are advised to contact NSX to discuss their particular circumstances and the application of the listing rules.

NSX may replace practice notes at any time. Issuers should contact NSX to ensure they have the latest version of a practice note.

NSX cannot give legal advice to issuers and recommends that they consider taking advice from a qualified Nominated Adviser.

Note Document Type Download
1 Issuer Fees PDF Download
2 Trading, Business & Settlement Day Calendar | Previous Calendars PDF Download
3 Reporting of Mineral Resources and Oil Reserves - JORC 2012 Standard
JORC 2004 Standard
PDF Download
4 Waiver Requests & Procedures PDF Download
5 Investor Compensation Arrangements PDF Download
6 Continuous Disclosure PDF Download
7 Wholesale Securities - Trading & Procedures PDF Download
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Sugar Terminals Limited - Trading & Procedures PDF



 
Download



 
9 Periodic Disclosure Obligations PDF Download
10 Multiple Listed Issuers PDF Download
11 Foreign Issuers PDF Download
12 Restricted Securities PDF Download
13 Settlement of Certificated Securities PDF Download
14 Corporate Governance Disclosure in Annual Reports PDF Download
15 Disciplinary Panels PDF Download
16 Property Issuers - Trading Windows PDF Download
17 CHESS Settlement - Primary Market Facility PDF Download
18 Timetables PDF Download
19 Automated Order Processing PDF Download
20 Suitability for Listing PDF Download
21 Suspended Securities PDF Download
22 Nominated Advisers PDF Download
23 Trade Acceptance Service PDF Download
24 Anomalous Order Thresholds & Extreme Trade Ranges PDF Download
25 Reporting of Transactions executed outside of the NSX Order Book PDF Download