Listing Rules
NSX Listing Rules are used by NSX listed entities and it is recommended that they are read in conjuction with NSX's Practice Notes.
| Document | For Issuers | Type | Open |
| NSX Market Listing Rules - Effective Date 4 July 2018 | All |
|
Open |
| Operating Rule Definitions - Effective Date 23 November 2020 | All |
|
Open |
| Sample NSX Compliant Constitution | All |
|
Open |
Practice Notes
NSX issues practice notes to promote commercial certainty, reduce costs to business and assist market participants. As a practice note is only a guide to NSX practice, issuers are advised to contact NSX to discuss their particular circumstances and the application of the listing rules.
NSX may replace practice notes at any time. Issuers should contact NSX to ensure they have the latest version of a practice note.
NSX cannot give legal advice to issuers and recommends that they consider taking advice from a qualified Nominated Adviser.
| Note | Document | Type | Open |
| 1 | Issuer Fees |
|
Open |
| 2 | Trading, Business & Settlement Day Calendar | Previous Calendars |
|
Open |
| 3 | Reporting of Mineral Resources and Oil Reserves - JORC 2012 Standard |
|
Open |
| 4 | Waiver Requests & Procedures |
|
Open |
| 5 | Investor Compensation Arrangements |
|
Open |
| 6 | Continuous Disclosure |
|
Open |
| 7 | Wholesale Securities - Trading & Procedures |
|
Open |
| 8 | Sugar Terminals Limited - Trading & Procedures Sugar Terminals Registry Confirmation Form | Sugar Terminals Member Status Declaration Form |
|
Open |
| 9 | Periodic Disclosure Obligations |
|
Open |
| 10 | Multiple Listed Issuers |
|
Open |
| 11 | Foreign Issuers |
|
Open |
| 12 | Restricted Securities |
|
Open |
| 13 | Settlement of Certificated Securities |
|
Open |
| 14 | Corporate Governance Disclosure in Annual Reports |
|
Open |
| 15 | Disciplinary Panels |
|
Open |
| 16 | Property Issuers - Trading Windows |
|
Open |
| 17 | CHESS Settlement - Primary Market Facility |
|
Open |
| 18 | Timetables |
|
Open |
| 19 | Automated Order Processing |
|
Open |
| 20 | Suitability for Listing |
|
Open |
| 21 | Suspended Securities |
|
Open |
| 22 | Nominated Advisers |
|
Open |
| 23 | Trade Acceptance Service |
|
Open |
| 24 | Anomalous Order Thresholds, Extreme Trade Ranges & the NSX Trade Cancellation Policy |
|
Open |
| 25 | Reporting of Transactions executed outside of the NSX Order Book |
|
Open |