Requirement for a sponsoring broker ![]() |
|
|---|---|
| Rule: | I 2.2 |
| Date Requested: | Wednesday, January 25, 2017 |
| Requested By: | A01 |
| Date Approved: | Tuesday, January 31, 2017 |
| Approved By: | Compliance Committee |
| Issuer: | A01 |
| Securities: | A01 |
| Description of Rule: | A new applicant for listing must be sponsored by a participant of the Exchange |
| Waiver Requested: | Relief requested in relation to these listing application |
| Effect of Waiver: | Waivers granted |