Requirement for a sponsoring broker ![]() |
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Rule: | I 2.2 |
Date Requested: | Tuesday, December 6, 2016 |
Requested By: | NCS MLG |
Date Approved: | Tuesday, December 6, 2016 |
Approved By: | Compliance Committee |
Issuer: | NCS MLG |
Securities: | NCS MLG |
Description of Rule: | A new applicant for listing must be sponsored by a participant of the Exchange |
Waiver Requested: | Relief requested in relation to these listing applicatio |
Effect of Waiver: | Waivers granted |