Requirement for a sponsoring broker  |
|
|---|---|
| Rule: | I 2.2 |
| Date Requested: | Wednesday, September 21, 2016 |
| Requested By: | ASS |
| Date Approved: | Tuesday, September 27, 2016 |
| Approved By: | Compliance Committee |
| Issuer: | ASS |
| Securities: | ASS |
| Description of Rule: | A new applicant for listing must be sponsored by a participant of the Exchange |
| Waiver Requested: | Relief requested in relation to these listing applications |
| Effect of Waiver: | Waivers granted |