Requirement for a sponsoring broker ![]() |
|
|---|---|
| Rule: | I 2.2 |
| Date Requested: | Friday, January 16, 2015 |
| Requested By: | ECL TG8 KGI |
| Date Approved: | Monday, February 2, 2015 |
| Approved By: | Compliance Committee |
| Issuer: | ECL TG8 KGI |
| Securities: | ECL TG8 KGI |
| Description of Rule: | A new applicant for listing must be sponsored by a participant of the Exchange |
| Waiver Requested: | Relief was requested in relation to these listings |
| Effect of Waiver: | Waivers granted |