Requirement for a sponsoring broker  |
|
|---|---|
| Rule: | I 2.2 |
| Date Requested: | Wednesday, December 17, 2014 |
| Requested By: | AAW JCB CHI |
| Date Approved: | Monday, December 22, 2014 |
| Approved By: | Compliance Committee |
| Issuer: | AAW JCB CHI |
| Securities: | AAW JCB CHI |
| Description of Rule: | A new applicant for listing must be sponsored by a participant of the EXchange |
| Waiver Requested: | Relief was requested in relation to these applicants |
| Effect of Waiver: | Waivers granted |