Requirement for a sponsoring broker  |
|
|---|---|
| Rule: | I 2.2 |
| Date Requested: | Tuesday, October 14, 2014 |
| Requested By: | ACI ETG |
| Date Approved: | Wednesday, October 22, 2014 |
| Approved By: | Compliance Committee |
| Issuer: | ACI ETG |
| Securities: | ACI ETG |
| Description of Rule: | A new applicant for listin must be sponsored by a participant of the Exchange |
| Waiver Requested: | Relef was requested in relation to these applicants |
| Effect of Waiver: | Waivers granted |