Sponsor requirement  |
|
|---|---|
| Rule: | I 2.2 |
| Date Requested: | Wednesday, July 9, 2014 |
| Requested By: | NNO / CEI |
| Date Approved: | Tuesday, July 15, 2014 |
| Approved By: | Compliance Committee |
| Issuer: | NNO / CEI |
| Securities: | NNO / CEI |
| Description of Rule: | A new applicant for listing must be sponsored by a participant of the Exchange |
| Waiver Requested: | Neither applicant required a participant for their listings. CEI conducted a compliance listing. NNO conducted a small capital raising offshore. |
| Effect of Waiver: | Waivers granted |