Compliance listings  |
|
|---|---|
| Rule: | IIA 4.4(2)(i)(a) |
| Date Requested: | Tuesday, October 1, 2013 |
| Requested By: | ESC |
| Date Approved: | Friday, November 1, 2013 |
| Approved By: | Compliance Committee |
| Issuer: | ESC |
| Securities: | ESC |
| Description of Rule: | The Exchange may allow an issuer to provide an information memorandum setting out the matters referred to in Appendix 1 but only if: (i) the applicant satisfies the Exchange that: (a) it has not raised capital in the previous 3 months ... |
| Waiver Requested: | The applicant conducted an excluded rights issue in the 3 month period leading up to the application and sought relief. |
| Effect of Waiver: | Waiver granted. |