Waiver details

Application Procedures

Rule: IIA 4.4(1)
Date Requested: Friday, March 30, 2012
Requested By: Companies Manager
Date Approved: Thursday, April 5, 2012
Approved By: Compliance Committee
Issuer: DCE
Securities: DCE
Description of Rule:

Each application for listing shall consist of the following



  • a formal letter of application



  • various supporting documnets specified in Rule 4.5



  • subject to paragraph 2, a disclosure document that complies with the requirements set out in Rules 4.6 and 4.7; and



  • the appropriate fees



Waiver Requested:

That the application requirements be waived for entities migrating from the BSX market of SIM Venture Securities Exchange

Effect of Waiver:

Subject to provision of an executed issuer's undertaking, the application procedures set out in rule 4.4(1) are waived for entities migrating from the BSX market of SIM Venture Securities Exchange