The Exchange may allow an issuer to provide an information memorandum... but only if  |
|
|---|---|
| Rule: | IIA 4.4(2) |
| Date Requested: | Thursday, July 31, 2008 |
| Requested By: | Issuer |
| Date Approved: | Thursday, August 7, 2008 |
| Approved By: | Compliance Committee |
| Issuer: | AUE |
| Securities: | AUE |
| Description of Rule: | The Exchange may allow an issuer to provide an information memorandum...but only if |
| Waiver Requested: | The issuer raised capital on 31 March and submitted its application for listing on 24 June. The capital raising on 31 March was small scale and did not require a disclosure document. The application for listing was considered by the Listing & Admissions Committee almost four months after the capital raising |
| Effect of Waiver: | Waiver relief was granted to the issuer. |