Free transferability of securities  |
|
|---|---|
| Rule: | IIA 3.8 |
| Date Requested: | Tuesday, February 27, 2007 |
| Requested By: | Dibbs Abbott Stillman |
| Date Approved: | Wednesday, March 21, 2007 |
| Approved By: | Compliance Committee |
| Issuer: | RGW |
| Securities: | RGWB |
| Description of Rule: | The securities for which listing is sought: (1) must be freely transferable on the Exchange... and (2) must comply with any requirement set out in Chapter 5 which is applicable to that kind of securities. |
| Waiver Requested: | Ricegrowers Limited, a former co-operative, sought a waiver of listing rule 3.8 to enable operation of a closed market in its securities. |
| Effect of Waiver: | The Exchanges permits granting of a waiver of listing rule 3.8 to Ricegrowers Limited to enable operation of a closed market for B class securities. |