Requirement for a sponsoring broker  |
|
|---|---|
| Rule: | I 2.2 |
| Date Requested: | Tuesday, April 21, 2020 |
| Requested By: | AB9 |
| Date Approved: | Monday, April 27, 2020 |
| Approved By: | Compliance Committee |
| Issuer: | AB9 |
| Securities: | AB9 |
| Description of Rule: | A new applicant for listing must be sponsored by a participant of the Exchange |
| Waiver Requested: | Relief requested in relation to this listing application |
| Effect of Waiver: | Waiver granted |