Requirement for a sponsoring broker |
|
---|---|
Rule: | I 2.2 |
Date Requested: | Friday, June 23, 2017 |
Requested By: | CFW |
Date Approved: | Wednesday, June 28, 2017 |
Approved By: | Compliance Committee |
Issuer: | CFW |
Securities: | CFW |
Description of Rule: | A new applicant for listing must be sponsored by a participant of the Exchange |
Waiver Requested: | Relief requested in relation to this listing application |
Effect of Waiver: | Waiver granted |